Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan George Ryan

  IRN AGR00017

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alan Griffiths

  IRN AXG00093

  • CF7 Sole Trader (1 Dec 2001 to 10 Jun 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
• Alan Hackett

  IRN AXH00036

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
• Alan Herbert Downs

  IRN AHD00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2004)
• Alan Hope

  IRN AXH00079

  • CF30 Customer (1 Nov 2007 to 10 Sep 2009)
  • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
• Alan Jacobs

  IRN AXJ00002

  • CF1 Director (AR) (23 Oct 2003 to 11 Aug 2004)
  • CF21 Investment Adviser (23 Oct 2003 to 11 Aug 2004)
• Alan James

  IRN AXJ00046

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2024)
  • CF30 Customer (12 Apr 2012 to 12 Jan 2024)
• Alan James Buswell

  IRN AJB00010

  • CF21 Investment Adviser (27 Sep 2004 to 31 Dec 2006)
  • CF7 Sole Trader (AR) (27 Sep 2004 to 31 Dec 2006)
• Alan James Ince

  IRN AJI00006

  • CF30 Customer (17 Aug 2012 to 31 Dec 2012)
• Alan James Smith

  IRN AJS00119

  • CF21 Investment Adviser (13 Mar 2003 to 31 Dec 2003)

• IFA Professional Partnership Ltd (no longer appointed)

  FRN 467044 · Appointed 1 Apr 2011 · Until 31 Mar 2014

• Independent Financial Services (North West) Ltd (no longer appointed)

  FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Taylor McGill Financial Services Ltd (no longer appointed)

  FRN 206446 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Clearwater Financial Solutions Ltd (no longer appointed)

  FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014

• Blue Financial Group Limited (no longer appointed)

  FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016

• Elixir Financial Management Ltd (no longer appointed)

  FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021

• Falcon Pensions & Investments Ltd (no longer appointed)

  FRN 484322 · Appointed 1 Apr 2011 · Until 11 Jan 2012

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• IMIC Limited (no longer appointed)

  FRN 528396 · Appointed 1 Apr 2011 · Until 31 Dec 2011

• Sovereign Independent Financial Advisers Limited (no longer appointed)

  FRN 227880 · Appointed 1 Apr 2011 · Until 30 Nov 2012

No changes recorded yet.