Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lisa Ann Barber
IRN LAB01115
- [FCA CF] Significant management (since 20 Nov 2023)
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Lisa Clifford
IRN LMC01071
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2021)
- CF30 Customer (30 Jan 2019 to 11 Apr 2021)
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Lisa Holloway
IRN LXH00100
- [FCA CF] Client dealing (1 Sep 2020 to 22 Jan 2024)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 22 Jan 2024)
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Lisa Jane Winters
IRN LJW01088
- CF30 Customer (2 Jan 2013 to 30 Sep 2014)
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Lisa Nadine Maharaj
IRN LNM01019
- CF30 Customer (21 Jul 2014 to 13 Oct 2014)
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Lisa Swinney
IRN LXS00104
- [FCA CF] Manager of certification employee (since 31 Jan 2024)
- [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
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Llewellyn Garner
IRN LXG00007
- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF7 Sole Trader (AR) (20 Jan 2005 to 4 Jan 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Lloyd Granville Bent
IRN LGB00002
- CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
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Lorna Jane Maughan
IRN LXL01138
- CF1 Director (AR) (12 Sep 2012 to 1 Nov 2013)
- CF30 Customer (12 Mar 2012 to 1 Nov 2013)
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Lorna Spurr
IRN LXS00328
- [FCA CF] Manager of certification employee (3 Nov 2021 to 9 May 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Elixir Financial Management Ltd (no longer appointed)
FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021
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Clearwater Financial Solutions Ltd (no longer appointed)
FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014
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Independent Financial Services (UK) Ltd (no longer appointed)
FRN 206445 · Appointed 1 Apr 2011 · Until 9 Apr 2013
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Independent Financial Services (North West) Ltd (no longer appointed)
FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012
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Blue Financial Group Limited (no longer appointed)
FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016
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Adaptive Financial Strategies Limited (no longer appointed)
FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.