Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark James Monchton De Mallet Morgan

  IRN MJD00034

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF4 Partner (AR) (6 Sep 2002 to 24 Feb 2005)
  • CF21 Investment Adviser (6 Sep 2002 to 31 Oct 2007)
• Mark John Barrow

  IRN MJB00052

  • CF21 Investment Adviser (9 Dec 2002 to 14 May 2004)
• Mark John Dowler

  IRN MJD00060

  • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
• Mark Jonathan Mendoza

  IRN MJM00077

  • CF30 Customer (1 Nov 2007 to 28 Sep 2012)
  • CF21 Investment Adviser (18 Jul 2006 to 31 Oct 2007)
• Mark Jones

  IRN MXJ00070

  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (1 Sep 2020 to 1 Dec 2023)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 1 Dec 2023)
• Mark Keith Wilson

  IRN MKW00010

  • CF30 Customer (1 Nov 2007 to 6 Mar 2015)
  • CF24 Pension Transfer Specialist (30 Nov 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
• Mark Kenneth Hancock

  IRN MKH00008

  • CF21 Investment Adviser (23 Jan 2006 to 4 Dec 2006)
• Mark Leslie Hill

  IRN MLH01070

  • CF1 Director (AR) (16 Mar 2005 to 10 Mar 2009)
• Mark Levy

  IRN MTL00009

  • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
  • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Jun 2005 to 28 Jul 2005)
• Mark Lucas

  IRN MXL00060

  • CF30 Customer (1 Nov 2007 to 22 Dec 2013)
  • CF21 Investment Adviser (4 Jun 2004 to 31 Oct 2007)

• Affinity Financial Planning Ltd (no longer appointed)

  FRN 208486 · Appointed 28 Dec 2011 · Until 31 Dec 2012

• Elmbrae Mortgage & Pensions Ltd. (no longer appointed)

  FRN 210850 · Appointed 28 Dec 2011 · Until 31 Dec 2012

• M A Heap Ltd (no longer appointed)

  FRN 563863 · Appointed 28 Dec 2011 · Until 31 May 2012

• Knight - Maley Ltd (no longer appointed)

  FRN 222732 · Appointed 28 Dec 2011 · Until 25 May 2023

• Mackenzie Wealth Management LLP (no longer appointed)

  FRN 440731 · Appointed 28 Dec 2011 · Until 2 Aug 2019

• McHardy Group Ltd (no longer appointed)

  FRN 529809 · Appointed 28 Dec 2011 · Until 7 Aug 2013

• Deeside Independent Financial Advice Ltd (no longer appointed)

  FRN 214609 · Appointed 28 Dec 2011 · Until 31 Mar 2021

• HMS Financial Limited (no longer appointed)

  FRN 552103 · Appointed 28 Dec 2011 · Until 16 Sep 2021

• IRP Wealth Planning LLP (no longer appointed)

  FRN 452357 · Appointed 28 Dec 2011 · Until 30 Sep 2012

• Fraser James Partnership Ltd (no longer appointed)

  FRN 468644 · Appointed 28 Dec 2011 · Until 1 Jul 2016

No changes recorded yet.