Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thomas Dawe
IRN TXD01274
- (1715)CF30 Customer (3 Apr 2009 to 11 Jul 2011)
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Thomas Derek Armstrong
IRN TDA00005
- (103)CF30 Customer (28 Dec 2011 to 31 Dec 2012)
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Thomas James McCormack
IRN TJM00016
- (1293)CF7 Sole Trader (AR) (11 Jun 2003 to 14 Dec 2004)
- (1292)CF21 Investment Adviser (11 Jun 2003 to 14 Dec 2004)
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Thomas Joseph Mannion
IRN TJM01190
- (2924)CF30 Customer (1 Dec 2010 to 31 Dec 2012)
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Thomas Plunkett Watkinson
IRN TPW01032
- (1071)CF30 Customer (18 Jan 2008 to 21 Oct 2009)
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Thomas Sword Adams
IRN TSA00003
- (1266)CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2003)
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Thomas Ward
IRN TXW00014
- (3389)CF1 Director (AR) (28 Dec 2011 to 28 Dec 2012)
- (3388)CF30 Customer (28 Dec 2011 to 28 Dec 2012)
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Thomas Welsh
IRN TXW01140
- (3539)CF1 Director (AR) (28 Dec 2011 to 31 Dec 2013)
- (3538)CF30 Customer (28 Dec 2011 to 31 Dec 2013)
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Thomas William Lee
IRN TWL00002
- (358)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)
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Thommy Rosenvinge Kjelstrup-Johnson
IRN TRK00005
- (1310)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (1312)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Jul 2004)
- (1311)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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RBH Financial Management (no longer appointed)
FRN 222316 · Appointed 28 Jan 2003 · Until 31 Dec 2012
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RM Franklin Financial Services (no longer appointed)
FRN 222314 · Appointed 28 Jan 2003 · Until 31 Dec 2005
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Goldstar Financial Services (no longer appointed)
FRN 222338 · Appointed 28 Jan 2003 · Until 31 Dec 2005
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The Octavian Partnership (Anderson Financial Limited) (no longer appointed)
FRN 222275 · Appointed 23 Jan 2003 · Until 25 Dec 2009
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Compass Financial Associates Limited (no longer appointed)
FRN 222106 · Appointed 17 Jan 2003 · Until 22 Nov 2016
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David F King Associates (no longer appointed)
FRN 222063 · Appointed 16 Jan 2003 · Until 31 Dec 2005
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Kirskill Financial Services (no longer appointed)
FRN 221882 · Appointed 10 Jan 2003 · Until 31 Dec 2008
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MHA MacIntyre Hudson Mortgage Solutions
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trading name added: Lighthouse Pensions Help
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trading name added: Lighthouse Mortgage and Protection Solutions
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trading name added: George Ognibeni Wealth Management
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trading name added: LighthouseXpress Limited
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trading name added: Berkeley Wodehouse Associates Limited
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (368)SMF11 Chair of the Audit Committee