Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stuart Peter Morgan
IRN SPM01220
- (1015)CF30 Customer (14 Jul 2008 to 16 Feb 2009)
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Stuart Robert Cripps
IRN SRC00009
- (3160)CF1 Director (AR) (23 Aug 2004 to 14 Jul 2006)
- (3159)CF21 Investment Adviser (3 Jun 2004 to 14 Jul 2006)
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Stuart Walton
IRN SXW00148
- (70)11. Pension transfer specialist
- (72)[FCA CF] Manager of certification employee (since 17 Apr 2023)
- (73)[FCA CF] Functions requiring qualifications (since 1 Sep 2020)
- (71)[FCA CF] Client dealing (since 1 Sep 2020)
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Stuart William Beattie
IRN SWB00018
- (276)CF30 Customer (1 Dec 2010 to 11 Mar 2011)
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Subramaniam Thanapala Kumaran
IRN STK00003
- (426)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
- (427)CF7 Sole Trader (AR) (1 Dec 2001 to 18 Dec 2002)
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Sukhbir Chahil
IRN SKB01078
- (1698)CF30 Customer (24 Feb 2012 to 9 Mar 2012)
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Surrinder Paul Singh
IRN SPS00008
- (858)CF30 Customer (26 Jan 2012 to 19 Apr 2013)
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Susan Ann Pratt
IRN SAP00002
- (206)CF30 Customer (1 Nov 2007 to 29 May 2012)
- (207)CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
- (208)CF1 Director (AR) (27 Sep 2004 to 29 May 2012)
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Susan Anne Metcalfe
IRN SAM00101
- (125)CF4 Partner (AR) (1 Dec 2001 to 31 Dec 2003)
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Susan Hinde
IRN SXH00214
- (2374)Appointed representative dealing with clients for which they require qualification (8 Dec 2021 to 17 Oct 2022)
- (2371)CF30 Customer (23 Apr 2010 to 30 May 2010)
- (2373)CF7 Sole Trader (AR) (9 Dec 2004 to 31 Jan 2007)
- (2372)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Independence Financial Planning (no longer appointed)
FRN 430263 · Appointed 29 Mar 2005 · Until 31 Dec 2005
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Town & Country Financial Planning Ltd (no longer appointed)
FRN 429576 · Appointed 14 Mar 2005 · Until 11 May 2007
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Peter Marks Financial Consultant (no longer appointed)
FRN 427446 · Appointed 18 Feb 2005 · Until 31 Dec 2007
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MHA MacIntyre Hudson Mortgage Solutions
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trading name added: Lighthouse Pensions Help
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trading name added: Lighthouse Mortgage and Protection Solutions
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trading name added: George Ognibeni Wealth Management
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trading name added: LighthouseXpress Limited
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trading name added: Berkeley Wodehouse Associates Limited
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (368)SMF11 Chair of the Audit Committee