Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Spencer Vosper

    IRN NSV00001

    • (1556)CF30 Customer (15 Nov 2013 to 25 Nov 2020)
  • Nigel Strong

    IRN NRS00020

    • (2055)[FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • Nigel Wakeling

    IRN NXW00022

    • (3545)CF21 Investment Adviser (26 Jul 2002 to 22 Dec 2004)
    • (3546)CF1 Director (AR) (26 Jul 2002 to 22 Dec 2004)
  • Nigel Wyn Evans

    IRN NWE00002

    • (1207)CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2004)
  • Nikki Barker

    IRN NXB01422

    • (1132)CF30 Customer (1 Nov 2007 to 27 Aug 2008)
    • (1133)CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Nina Claudette Hawkins

    IRN NCH01045

    • (1557)CF4 Partner (AR) (1 Apr 2011 to 10 Dec 2020)
  • Nitin Pathak

    IRN NXP00063

    • (309)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • (310)CF21 Investment Adviser (15 May 2002 to 31 Oct 2007)
    • (311)CF4 Partner (AR) (15 May 2002 to 24 Jan 2007)
  • Noel Andrew Higgins

    IRN NAH01056

    • (2353)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2023)
  • Noel Ford

    IRN NXF00001

    • (1836)CF30 Customer (16 Sep 2011 to 9 Sep 2012)
  • Noel John Ormrod

    IRN NJO01039

    • (2984)CF30 Customer (2 Jan 2013 to 13 Feb 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (357)CF1 Director (AR)

  2. controlled function added: (356)SMF3 Executive Director

  3. controlled function added: (355)Responsible for Insurance Distribution

  4. controlled function added: (354)Responsibility for MCD Intermediation

  5. controlled function added: (353)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (352)CF30 Customer

  7. controlled function added: (351)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (350)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (349)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (348)CF30 Customer

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