Lighthouse Advisory Services Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark James Monchton De Mallet Morgan

    IRN MJD00034

    • (535)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (536)CF21 Investment Adviser (6 Sep 2002 to 31 Oct 2007)
    • (537)CF4 Partner (AR) (6 Sep 2002 to 24 Feb 2005)
  • Mark John Barrow

    IRN MJB00052

    • (2248)CF21 Investment Adviser (9 Dec 2002 to 14 May 2004)
  • Mark John Dowler

    IRN MJD00060

    • (2848)CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Mark Jonathan Mendoza

    IRN MJM00077

    • (3025)CF30 Customer (1 Nov 2007 to 28 Sep 2012)
    • (3026)CF21 Investment Adviser (18 Jul 2006 to 31 Oct 2007)
  • Mark Jones

    IRN MXJ00070

    • (63)[FCA CF] Manager of certification employee (since 1 Dec 2023)
    • (2699)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 1 Dec 2023)
    • (2698)[FCA CF] Client dealing (1 Sep 2020 to 1 Dec 2023)
  • Mark Keith Wilson

    IRN MKW00010

    • (3173)CF30 Customer (1 Nov 2007 to 6 Mar 2015)
    • (3174)CF24 Pension Transfer Specialist (30 Nov 2005 to 31 Oct 2007)
    • (3175)CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • Mark Kenneth Hancock

    IRN MKH00008

    • (3162)CF21 Investment Adviser (23 Jan 2006 to 4 Dec 2006)
  • Mark Leslie Hill

    IRN MLH01070

    • (529)CF1 Director (AR) (16 Mar 2005 to 10 Mar 2009)
  • Mark Levy

    IRN MTL00009

    • (2434)CF30 Customer (1 Nov 2007 to 11 Mar 2011)
    • (2436)CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
    • (2435)CF22 Investment Adviser (Trainee) (23 Jun 2005 to 28 Jul 2005)
  • Mark Lucas

    IRN MXL00060

    • (3129)CF30 Customer (1 Nov 2007 to 22 Dec 2013)
    • (3130)CF21 Investment Adviser (4 Jun 2004 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (157)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (156)CF30 Customer

  3. controlled function added: (155)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (154)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (153)7. Giving personal recommendations on long-term care insurance contracts

  6. controlled function added: (152)11. Pension transfer specialist

  7. controlled function added: (151)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  8. controlled function added: (150)21. Advising or arranging (bringing about) equity release transactions

  9. controlled function added: (149)SMF7 Group Entity Senior Manager

  10. controlled function added: (148)Appointed representative dealing with clients for which they require qualification

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