Lighthouse Advisory Services Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lorraine Brown

    IRN LMB01130

    • (1714)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
    • (1713)CF30 Customer (1 Dec 2010 to 31 Dec 2020)
  • Lorraine MacDonald

    IRN LXM01399

    • (1792)CF1 Director (AR) (28 Dec 2011 to 31 Dec 2013)
  • Louise Deanna Saunders

    IRN LDS01026

    • (1773)CF30 Customer (18 Apr 2012 to 1 May 2012)
  • Louise Griffin

    IRN LJG01075

    • (1741)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (1742)CF22 Investment Adviser (Trainee) (29 Oct 2007 to 31 Oct 2007)
  • Lucy Elizabeth Smedley

    IRN LES00011

    • (835)CF21 Investment Adviser (30 Nov 2005 to 16 Jun 2006)
  • Luke Swan

    IRN LDS00009

    • (876)CF21 Investment Adviser (1 Nov 2002 to 11 Jun 2004)
  • Luke Williams

    IRN LXW01468

    • (1045)CF30 Customer (24 Jan 2017 to 31 Dec 2018)
  • Lyn Diana Patricia Cooke

    IRN LDC01017

    • (250)CF21 Investment Adviser (20 Jul 2004 to 12 Sep 2007)
    • (249)CF22 Investment Adviser (Trainee) (19 Jun 2003 to 20 Jul 2004)
  • Lynda Jayne Fisher

    IRN LJF00010

    • (1524)CF30 Customer (1 Nov 2007 to 10 Apr 2020)
    • (1525)CF21 Investment Adviser (25 Jan 2006 to 31 Oct 2007)
  • Lynsey Storey

    IRN LXO00020

    • (60)[FCA CF] Manager of certification employee (since 1 Sep 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (367)SMF1 Chief Executive

  2. controlled function added: (366)SMF2 Chief Finance

  3. controlled function added: (365)SMF10 Chair of the Risk Committee

  4. controlled function added: (364)SMF9 Chair of the Governing Body

  5. controlled function added: (363)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (362)CF30 Customer

  7. controlled function added: (361)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (360)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (359)7. Giving personal recommendations on long-term care insurance contracts

  10. controlled function added: (358)SMF18 Other Overall Responsibility

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