Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
6 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandra Shakespeare

    IRN SXS01621

    • (678)CF1 Director (AR) (26 Jun 2002 to 31 Dec 2009)
  • Sarah Elizabeth Stafford - Smith

    IRN SES01040

    • (559)CF1 Director (AR) (17 Jul 2002 to 2 Aug 2013)
  • Sarah Jane Passby

    IRN SJP01264

    • (299)CF4 Partner (AR) (10 Jan 2006 to 3 Jul 2015)
  • Sarah Jayne Gray

    IRN SJG01241

    • (420)CF4 Partner (AR) (21 Jun 2005 to 23 May 2012)
  • Sarah Louise Ginty

    IRN SLG01061

    • (1780)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Dec 2022)
    • (1779)CF4 Partner (AR) (20 Mar 2017 to 16 Nov 2022)
    • (1777)CF30 Customer (1 Nov 2007 to 28 Dec 2022)
    • (1778)CF22 Investment Adviser (Trainee) (14 Mar 2007 to 31 Oct 2007)
  • Sarah Margaret Mary Houlston

    IRN SXH88113

    • (130)SMF24 Chief Operations (since 13 Nov 2024)
    • (2985)[FCA CF] Manager of certification employee (1 Oct 2024 to 15 Nov 2024)
    • (2986)[FCA CF] Significant management (1 Oct 2024 to 15 Nov 2024)
  • Sarah Neale

    IRN SXD00100

    • (301)CF1 Director (AR) (29 Jul 2013 to 20 Jun 2014)
    • (300)CF30 Customer (17 Sep 2012 to 20 Jun 2014)
  • Sarah Smith

    IRN SXS01607

    • (606)CF4 Partner (AR) (1 Dec 2001 to 19 Aug 2004)
  • Sarah Waring

    IRN SXW01645

    • (3494)[FCA CF] Significant management (1 Sep 2020 to 1 Sep 2022)
  • Sayeed Mohsin Ali Shah

    IRN SMS01173

    • (1803)CF21 Investment Adviser (9 Feb 2007 to 21 May 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (207)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (206)CF1 Director (AR)

  3. controlled function added: (205)SMF3 Executive Director

  4. controlled function added: (204)Appointed representative dealing with clients for which they require qualification

  5. controlled function added: (203)CF30 Customer

  6. controlled function added: (202)4. Giving personal recommendations on retail investment products which are not broker funds

  7. controlled function added: (201)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function added: (200)Appointed representative dealing with clients for which they require qualification

  9. controlled function added: (199)CF30 Customer

  10. controlled function added: (198)4. Giving personal recommendations on retail investment products which are not broker funds

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