Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
6 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Campbell

    IRN SXC00121

    • (2040)CF4 Partner (AR) (28 Dec 2011 to 29 Jan 2021)
    • (2039)CF30 Customer (28 Dec 2011 to 29 Jan 2021)
  • Scott Edward Brandon

    IRN SEB01080

    • (3343)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2022)
    • (3341)CF30 Customer (1 Nov 2007 to 31 Jan 2022)
    • (3344)CF1 Director (AR) (20 Jan 2006 to 31 Jan 2022)
    • (3342)CF21 Investment Adviser (21 Sep 2002 to 31 Oct 2007)
  • Scott Francis Herbert

    IRN SFH00010

    • (3201)CF30 Customer (1 Nov 2007 to 26 Feb 2016)
    • (3203)CF4 Partner (AR) (1 Feb 2007 to 26 Feb 2016)
    • (3202)CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • Scott Lee Moody

    IRN SLM00008

    • (1973)CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • (1976)CF1 Director (AR) (20 Jul 2004 to 31 Dec 2007)
    • (1975)CF7 Sole Trader (AR) (20 Oct 2003 to 20 Jul 2004)
    • (1974)CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
  • Scott Portman

    IRN SXP02900

    • (132)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (133)4. Giving personal recommendations on retail investment products which are not broker funds
    • (135)Appointed representative dealing with clients for which they require qualification (since 16 Nov 2021)
    • (134)CF30 Customer (since 12 Aug 2021)
    • (2919)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Mar 2021)
    • (2918)CF30 Customer (4 Oct 2018 to 16 Mar 2021)
  • Scott Stevens

    IRN SWS01057

    • (1696)[FCA CF] Significant management (1 Sep 2020 to 31 Mar 2021)
  • Seamus Hugh Farrelly

    IRN SXF00010

    • (61)CF7 Sole Trader (AR) (11 Dec 2002 to 31 Jan 2007)
    • (60)CF21 Investment Adviser (1 Nov 2002 to 25 Jun 2007)
  • Sean Christopher McDermott

    IRN SCM00010

    • (1073)CF21 Investment Adviser (19 Jun 2003 to 14 Jun 2004)
    • (1072)CF24 Pension Transfer Specialist (19 Jun 2003 to 14 Jun 2004)
  • Sean Jones

    IRN SXJ01216

    • (1625)CF30 Customer (18 Jan 2018 to 17 Dec 2020)
  • Sean Michael Toner

    IRN SMT01084

    • (545)CF21 Investment Adviser (28 Feb 2006 to 5 Jun 2006)
    • (544)CF22 Investment Adviser (Trainee) (30 Nov 2005 to 28 Feb 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (207)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (206)CF1 Director (AR)

  3. controlled function added: (205)SMF3 Executive Director

  4. controlled function added: (204)Appointed representative dealing with clients for which they require qualification

  5. controlled function added: (203)CF30 Customer

  6. controlled function added: (202)4. Giving personal recommendations on retail investment products which are not broker funds

  7. controlled function added: (201)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function added: (200)Appointed representative dealing with clients for which they require qualification

  9. controlled function added: (199)CF30 Customer

  10. controlled function added: (198)4. Giving personal recommendations on retail investment products which are not broker funds

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