Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
6 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sebastian Kevin De Jonk

    IRN SXD00338

    • (2650)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jun 2023)
  • Shabbar Zahid Kassam

    IRN SZK01002

    • (2876)CF30 Customer (14 Aug 2014 to 31 Dec 2020)
  • Shahid Ahmad

    IRN SXA01494

    • (197)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (198)4. Giving personal recommendations on retail investment products which are not broker funds
    • (195)21. Advising or arranging (bringing about) equity release transactions
    • (196)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (200)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (199)CF30 Customer (since 25 Apr 2013)
  • Shailesh Vaghela

    IRN SXV00010

    • (1591)CF30 Customer (13 Jan 2012 to 1 Aug 2014)
  • Sharon Hurley

    IRN SXH00051

    • (1548)CF1 Director (AR) (17 Jan 2012 to 26 Nov 2020)
  • Sharon Jack

    IRN SLJ00008

    • (3127)Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 28 Feb 2023)
    • (3124)CF30 Customer (1 Nov 2007 to 1 Oct 2012)
    • (3128)CF1 Director (AR) (4 Dec 2006 to 28 Feb 2023)
    • (3126)CF7 Sole Trader (AR) (1 Dec 2004 to 4 Dec 2006)
    • (3125)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Sharon Lilian Hobbs

    IRN SLH00009

    • (2182)CF1 Director (AR) (20 Apr 2004 to 1 May 2015)
    • (2181)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2006)
  • Sharon Lisa Gilmour

    IRN SLG01046

    • (743)CF30 Customer (2 Mar 2010 to 30 Dec 2010)
  • Shaun Ffennell Howard

    IRN SFH00005

    • (957)CF30 Customer (1 Nov 2007 to 28 Dec 2016)
    • (958)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Shazana Rafique Anwar

    IRN SXS02382

    • (158)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (159)4. Giving personal recommendations on retail investment products which are not broker funds
    • (161)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (160)CF30 Customer (since 14 Jan 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (288)CF30 Customer

  2. controlled function added: (287)4. Giving personal recommendations on retail investment products which are not broker funds

  3. controlled function added: (286)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  4. controlled function added: (285)Director of firm who is not a certification employee or a SMF manager

  5. controlled function added: (284)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (283)CF30 Customer

  7. controlled function added: (282)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (281)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (280)7. Giving personal recommendations on long-term care insurance contracts

  10. controlled function added: (279)Appointed representative dealing with clients for which they require qualification

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