Date authorised
1 April 2013
Companies House
05114385
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Dawson

    IRN PXD01510

    • CF29 Significant management (8 Feb 2008 to 3 Nov 2008)
  • Paul French

    IRN PXF01323

    • CF1 Director (AR) (13 Apr 2010 to 20 May 2011)
  • Perry Ian Thomas

    IRN PIT01007

    • SMF10 Chair of the Risk Committee (6 Jun 2023 to 9 Apr 2026)
    • SMF11 Chair of the Audit Committee (6 Jun 2023 to 9 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (3 Apr 2023 to 6 Jun 2023)
  • Philip David Dobson

    IRN PDD01052

    • CF3 Chief Executive (28 May 2010 to 27 Oct 2011)
    • CF8 Apportionment and Oversight (5 Jan 2009 to 31 Mar 2009)
    • Responsible for Insurance Mediation (5 Jan 2009 to 27 Oct 2011)
    • CF1 Director (1 Nov 2006 to 1 Nov 2013)
  • Rajendra Patel

    IRN RXP01546

    • CF29 Significant management (1 Nov 2007 to 23 May 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Feb 2007 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (14 Feb 2007 to 31 Oct 2007)
  • Ricardo Antonio Saldarriaga

    IRN RXS00579

    • SMF18 Other Overall Responsibility (3 Feb 2022 to 15 Dec 2022)
  • Ricardo Jesus Morales-Gomez

    IRN RXM07930

    • SMF7 Group Entity Senior Manager (18 Jun 2021 to 2 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jun 2021)
    • CF1 Director (17 Jan 2019 to 8 Dec 2019)
  • Richard Stuart Weddell

    IRN RSW01072

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2021 to 30 Jun 2022)
    • SMF16 Compliance Oversight (3 Mar 2020 to 30 Jun 2022)
  • Richard William Green

    IRN RWG01063

    • CF29 Significant management (3 May 2019 to 8 Dec 2019)
  • Robert Elam

    IRN RXE00035

    • [FCA CF] Significant management (10 Dec 2020 to 5 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.