Date authorised
1 April 2013
Companies House
05114385
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael James Schofield

    IRN MJS01671

    • SMF4 Chief Risk (1 Jul 2021 to 9 Apr 2026)
  • Michael John Carter

    IRN MJC01681

    • SMF7 Group Entity Senior Manager (21 Jun 2021 to 7 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2021)
    • CF1 Director (4 Jul 2018 to 8 Dec 2019)
  • Michael Klimek

    IRN MXK42625

    • SMF5 Head of Internal Audit (10 Jun 2021 to 9 Apr 2026)
  • Neil Colclough

    IRN NXC00081

    • SMF16 Compliance Oversight (1 Jul 2022 to 9 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2022 to 9 Apr 2026)
  • Nicholas Devine

    IRN NXD42665

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
  • Nicholas Julian Brown

    IRN NJB01262

    • CF1 Director (17 Jun 2011 to 31 Jan 2012)
  • Nobin Rashid

    IRN NXR42626

    • SMF18 Other Overall Responsibility (8 Feb 2022 to 9 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2022)
  • Olivier Ropars

    IRN OXR01044

    • CF1 Director (20 Jan 2010 to 16 May 2011)
  • Patrick Martin O'Callaghan

    IRN PXO15011

    • CF29 Significant management (22 Aug 2019 to 8 Dec 2019)
  • Paul Anthony Duff

    IRN PAD01158

    • [FCA CF] Significant management (1 Mar 2021 to 3 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.