Date authorised
1 April 2013
Companies House
05114385
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark David Payne

    IRN MDP01109

    • CF29 Significant management (1 Nov 2007 to 29 Jul 2011)
    • CF17 Significant Mgt (Other Business Operations) (7 Feb 2007 to 31 Oct 2007)
  • Mark Gordon Thickbroom

    IRN MGT01042

    • CF1 Director (AR) (29 Oct 2007 to 12 Jan 2010)
  • Mark Philip Hersee

    IRN MPH01074

    • CF2 Non Executive Director (12 Jan 2012 to 1 Nov 2013)
  • Mark Robert Davies

    IRN MXD28134

    • SMF18 Other Overall Responsibility (15 Jun 2021 to 2 Apr 2025)
  • Mark William Broadhead

    IRN MWB00038

    • CF28 Systems and controls (5 Aug 2013 to 1 Jul 2015)
  • Matthew Warner

    IRN MXW00344

    • [FCA CF] Significant management (31 Dec 2020 to 7 Jul 2025)
    • [FCA CF] Manager of certification employee (31 Dec 2020 to 4 Dec 2023)
  • Melissa Schouller Kivett

    IRN MSK01113

    • CF1 Director (9 May 2014 to 30 Oct 2015)
  • Michael Blake Hughes

    IRN MBH01035

    • CF1 Director (AR) (17 Feb 2005 to 5 Jun 2005)
    • Responsible for Insurance Mediation (17 Feb 2005 to 5 Jun 2005)
  • Michael Darren Smith

    IRN MDS01203

    • CF1 Director (AR) (11 Feb 2010 to 24 May 2013)
    • CF1 Director (14 Jan 2010 to 24 May 2013)
    • CF29 Significant management (15 Sep 2009 to 13 Jan 2010)
  • Michael David Newnham

    IRN MDN01030

    • CF1 Director (AR) (9 Jul 2007 to 28 Sep 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.