Date authorised
1 April 2013
Companies House
05114385
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefano Pietro Quadrio Curzio

    IRN SPQ01001

    • CF2 Non Executive Director (24 Jan 2013 to 1 Nov 2013)
  • Stephen Andrews

    IRN SXA01619

    • CF1 Director (AR) (28 Jun 2007 to 20 Jan 2009)
  • Stephen Peter Cargill

    IRN SPC01134

    • CF29 Significant management (1 Nov 2007 to 11 Apr 2008)
    • CF17 Significant Mgt (Other Business Operations) (4 Jul 2007 to 31 Oct 2007)
  • Steven Evans

    IRN SXE01204

    • CF1 Director (AR) (19 Aug 2005 to 16 Apr 2007)
  • Steven Kenneth Salmon

    IRN SKS01046

    • CF1 Director (AR) (6 Feb 2006 to 1 Mar 2007)
  • Steven Lloyd

    IRN SXL00746

    • SMF18 Other Overall Responsibility (11 Jul 2024 to 9 Apr 2026)
  • Steven Robert Nobes

    IRN SRN01018

    • Responsible for Insurance Mediation (4 Feb 2005 to 28 Feb 2006)
    • CF8 Apportionment and Oversight (4 Feb 2005 to 28 Feb 2006)
    • CF1 Director (4 Feb 2005 to 24 Apr 2006)
  • Stuart Edward Purdy

    IRN SEP01093

    • SMF9 Chair of the Governing Body (1 Mar 2023 to 31 Mar 2026)
    • SMF10 Chair of the Risk Committee (18 Jun 2021 to 8 Jun 2023)
    • SMF11 Chair of the Audit Committee (18 Jun 2021 to 8 Jun 2023)
    • CF2 Non Executive Director (24 Oct 2019 to 8 Dec 2019)
  • Susan Northend

    IRN SXN01458

    • CF29 Significant management (4 Apr 2014 to 15 Jan 2016)
  • Suzanne Marie Shepherd

    IRN SXS01103

    • SMF7 Group Entity Senior Manager (27 Jan 2023 to 9 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.