Date authorised
1 April 2013
Companies House
06246376
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Cooperage
    5 Copper Row
    London
    SE1 2LH
    UNITED KINGDOM
    Phone
    +4403331230012
  • Complaints Contact

    The Cooperage
    5 Copper Row
    London
    SE1 2LH
    UNITED KINGDOM
    Phone
    +4403331230012

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Louise Nuttall

    IRN RXP00160

    • [FCA CF] Functions requiring qualifications (3 Feb 2025 to 27 Nov 2025)
  • Rhona Hilary Wiltshire

    IRN RXW00258

    • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 25 Jan 2023)
  • Richard Lee Hayes

    IRN RLH01070

    • CF1 Director (AR) (since 30 Oct 2025)
    • SMF1 Chief Executive (25 May 2023 to 24 Jul 2025)
    • SMF16 Compliance Oversight (8 Oct 2021 to 9 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jul 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Jun 2024)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Apr 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (30 Apr 2008 to 11 Jun 2014)
  • Richard Simon Neudegg

    IRN RXN11672

    • SMF16 Compliance Oversight (4 Mar 2025 to 4 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Mar 2025 to 4 Nov 2025)
  • Ritesh Malkan

    IRN RXM00221

    • [FCA CF] Functions requiring qualifications (3 Mar 2025 to 9 Sep 2025)
  • Robbie James Clarke

    IRN RXC00175

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
  • Robert Gurr

    IRN RXG00125

    • [FCA CF] Functions requiring qualifications (16 Nov 2022 to 16 Jan 2023)
  • Robin Halkett

    IRN RXH00193

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
  • Ronald Chinye Ogbue

    IRN RXO00049

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2021)
  • Ross Purves

    IRN RXP00194

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.