LGT Bank AG

• Principal Place of Business

  LGT Bank AG

  Herrengasse 12

  Vaduz

  FL9490

  LIECHTENSTEIN

  Phone

  +4232351122

  Web

  https://www.lgt.com

• Complaints Contact

  LGT Bank AG, UK Branch

  14 Cornhill

  EC3V 3NR

  UNITED KINGDOM

  Phone

  +442038399201

• Mortgage Servicing

  For Customer, Regulated mortgage contract

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  • · To only administer regulated mortgage contracts with high net worth mortgage customers. Where there is more than one borrower, at least one of the borrowers must meet the definition

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

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  • · To only enter into regulated mortgage contracts with high net worth mortgage customers. Where there is more than one borrower, at least one of the borrowers must meet the definition.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Putzer

  IRN AXP00665

  • SMF16 Compliance Oversight (since 14 Nov 2023)
• Brian Kelly

  IRN BXK00155

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2023)
• Christoph Klose

  IRN CXK00254

  • SMF3 Executive Director (1 Mar 2024 to 19 Nov 2024)
  • Responsibility for MCD Intermediation (1 Mar 2024 to 19 Nov 2024)
• Gotz Florian Duerselen

  IRN GXD00294

  • SMF3 Executive Director (since 14 Nov 2023)
• Heide Suderow Grob

  IRN HXS00618

  • SMF3 Executive Director (since 12 Jan 2026)
• Ivo Michael Klein

  IRN IXK00089

  • SMF3 Executive Director (14 Nov 2023 to 1 Jan 2026)
• Klose Christoph

  IRN KXC00269

  • SMF19 Head of Overseas Branch/Head of Overseas (3 Oct 2023 to 3 Oct 2023)
• Markus Werner

  IRN MXW00598

  • SMF3 Executive Director (since 14 Nov 2023)
• Roland Matt

  IRN RXM00790

  • SMF3 Executive Director (since 14 Nov 2023)
• Simon John Ibbitson

  IRN SJI01008

  • Responsibility for MCD Intermediation (since 14 Nov 2023)
  • SMF19 Head of Overseas Branch/Head of Overseas (since 14 Nov 2023)

No changes recorded yet.