Lfi Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Angus John Keith Morris
IRN AJM01469
- [FCA CF] CASS oversight function (since 6 Jan 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
James Rowland
IRN JXR00502
- CF1 Director (AR) (since 7 Feb 2022)
James Stuart Charles Adrian Worsley
IRN JSW01125
- CF1 Director (3 Oct 2005 to 14 Jun 2010)
Kola Jebutu
IRN KXJ01212
- CF1 Director (AR) (1 Jul 2011 to 25 Jan 2012)

Smaller firms operating under this firm's FCA authorisation.

Neathouse Partners Ltd
FRN 969117 · Appointed 1 Feb 2022
Nutrimax Sales Limited (no longer appointed)
FRN 552732 · Appointed 6 Jun 2011 · Until 6 Feb 2012
William Michael Bordill (no longer appointed)
FRN 542437 · Appointed 2 Mar 2011 · Until 25 Jan 2012
HR Protection Limited (no longer appointed)
FRN 538241 · Appointed 23 Dec 2010 · Until 13 Oct 2014
Morton Kyle Ltd (no longer appointed)
FRN 436929 · Appointed 9 Aug 2005 · Until 22 Aug 2006
J.S.C.A. Worsley (no longer appointed)
FRN 406453 · Appointed 14 Jan 2005 · Until 30 Apr 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.