Date authorised
2 January 2014
Companies House
OC382482
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Medici Courtyard
    London
    W1S 1BR
    UNITED KINGDOM
    Phone
    +442073993940
  • Complaints Contact

    1 Medici Courtyard
    London
    W1S 1BR
    UNITED KINGDOM
    Phone
    +442073993940

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joakim Jespersen

    IRN JXJ00463

    • [FCA CF] Client dealing (since 19 Mar 2026)
  • Jose Maria Sosa Del Valle

    IRN JMS01365

    • CF30 Customer (2 Jan 2014 to 29 Apr 2016)
  • Lutz Fuhrmann

    IRN LXF01150

    • SMF27 Partner (since 31 Jul 2023)
    • [FCA CF] Client dealing (since 17 Mar 2021)
    • [FCA CF] Material risk taker (since 17 Mar 2021)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • Marshall Waite Parke

    IRN MWP01058

    • CF4 Partner (2 Jan 2014 to 31 Mar 2018)
  • Pal Birger Ristvedt

    IRN PBR01011

    • [FCA CF] Material risk taker (since 17 Mar 2021)
    • [FCA CF] Client dealing (since 17 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
  • Philip Richard Smelt

    IRN PRS01166

    • [FCA CF] Client dealing (since 17 Mar 2021)
    • [FCA CF] Material risk taker (since 17 Mar 2021)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • Rachel Matharu

    IRN RXM02407

    • [FCA CF] Client dealing (since 20 Sep 2024)
  • Sofia Mason Gomes Falcao

    IRN SXG02436

    • [FCA CF] Client dealing (since 16 Mar 2023)
    • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
  • Thomas Giannetti

    IRN TXG25456

    • SMF27 Partner (since 1 Mar 2020)
  • Thomas Heck

    IRN TXH00347

    • [FCA CF] Client dealing (since 16 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.