This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Leslie Rees

Watch for changes

FRN: 214723
Date authorised: 1 April 2013
Last scraped: 1 hour ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

28 Kinmel Street

Denbighshire

LL18 1AN

UNITED KINGDOM

Phone

+4401745360093

Web

https://www.athurdavis.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Anthony Desmond
IRN AXD00101
- (1)Employed By (28 Mar 2007 to 27 May 2008)
John Stanley Forshaw
IRN JSF01046
- (5)Employed By (10 Jun 2002 to 2 Jun 2003)
Leslie Caradog Rees
IRN LCR00007
- (3)Employed By (30 Sep 2005 to 28 Apr 2009)
Pauline Keene
IRN PXK01153
- (4)Employed By (1 Dec 2001 to 2 Jan 2003)
Timothy William Normand Wasdell
IRN TWW00011
- (2)Employed By (1 Dec 2001 to 26 Apr 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.