Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher John Lewis Hawkins
IRN CJH00041
- (558)CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2005)
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Christopher Martin
IRN CJM01194
- (1270)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
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Christopher Maurice Harrison
IRN CMH00048
- (1330)CF4 Partner (AR) (1 Dec 2001 to 9 Dec 2005)
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Christopher Michael Radford
IRN CMR01060
- (3063)CF8 Apportionment and Oversight (7 Mar 2007 to 28 Feb 2009)
- (3064)CF3 Chief Executive (7 Mar 2007 to 28 Feb 2009)
- (3065)CF1 Director (15 Jan 2007 to 28 Feb 2009)
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Christopher Nigel Horne
IRN CNH00005
- (225)CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
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Christopher Paul Briggs
IRN CPB00020
- (507)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
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Christopher Paul Girling
IRN CXG00033
- (2541)CF21 Investment Adviser (15 Feb 2002 to 21 May 2003)
- (2540)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
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Christopher Paul Hill
IRN CPH00011
- (281)CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)
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Christopher Paul Tydeman
IRN CPT00009
- (2687)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
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Christopher Philip Jetten
IRN CPJ00003
- (1077)CF30 Customer (1 Nov 2007 to 5 May 2008)
- (1078)CF22 Investment Adviser (Trainee) (16 Nov 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
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Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
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Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
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Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
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Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
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Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee