Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Charles Burnett
IRN CXB01595
- (1040)CF1 Director (AR) (9 Mar 2005 to 19 Jul 2006)
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Charles John Douglas-Braid
IRN CJD00022
- (416)CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
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Charles Peter Ullman
IRN CPU00002
- (35)SMF4 Chief Risk (since 6 Nov 2023)
- (2700)[FCA CF] Material risk taker (5 May 2021 to 6 Nov 2023)
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Charles Stuart Hague
IRN CSH01052
- (926)CF7 Sole Trader (AR) (1 Dec 2001 to 19 Jul 2002)
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Charles Thomas Callaghan
IRN CTC00006
- (1438)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
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Charles White
IRN CXW00073
- (2464)CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2004)
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Charlotte Emily Blake
IRN CEB00014
- (249)CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)
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Chris James Neville
IRN CXN67408
- (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (18)[FCA CF] Functions requiring qualifications (since 13 May 2024)
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Chris Tydeman
IRN CRT01076
- (1883)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
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Christian-Lee John Stapleton
IRN CJS00118
- (1353)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
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Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
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Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
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Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
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Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
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Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee