Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Darling
IRN CXD00071
- (1760)CF21 Investment Adviser (21 Jun 2006 to 29 Oct 2007)
- (1759)CF22 Investment Adviser (Trainee) (7 Jun 2005 to 21 Jun 2006)
Christopher David Green
IRN CDG00004
- (1834)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
Christopher Edward Lowery
IRN CEL00003
- (1005)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
- (1006)CF7 Sole Trader (AR) (1 Dec 2001 to 15 Mar 2003)
Christopher Edward Madigan
IRN CEM00015
- (2412)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Christopher Edward O'Neill
IRN CEO00001
- (2865)CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Christopher Ernest Hill
IRN CEH00031
- (1832)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2004)
Christopher Francis Hitchings
IRN CFH00012
- (768)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
Christopher Francis Orr
IRN FCO00002
- (1786)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christopher Geoffrey Dodd
IRN CGD01022
- (934)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Christopher Glyn Jones
IRN CGJ00005
- (434)CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2002)
- (435)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Devon Country Homes (no longer appointed)
FRN 183536 · Appointed 1 Apr 1997 · Until 1 Dec 2001
Lacey Mandfield Estate Agents (no longer appointed)
FRN 185122 · Appointed 1 Apr 1997 · Until 1 Dec 2001
Countrywide Investigations (no longer appointed)
FRN 187797 · Appointed 21 Mar 1997 · Until 22 May 2006
A&L Mortgages East (no longer appointed)
FRN 156993 · Appointed 19 Mar 1997 · Until 3 Dec 2002
Whitegates Estate Agency (no longer appointed)
FRN 185893 · Appointed 1 Mar 1997 · Until 1 Dec 2001
C Johnston Financial Services (no longer appointed)
FRN 160771 · Appointed 1 Mar 1997 · Until 19 Dec 2005
Sinclair Estate Agents (no longer appointed)
FRN 185121 · Appointed 1 Mar 1997 · Until 25 Apr 2005
North Lincolnshire Property Services Limited (no longer appointed)
FRN 187227 · Appointed 1 Mar 1997 · Until 1 May 2003
Brace Oakley & Partners (no longer appointed)
FRN 183624 · Appointed 1 Mar 1997 · Until 8 Aug 2002
The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Feb 1997 · Until 3 Apr 2003

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (45)SMF16 Compliance Oversight
9 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
9 hours ago
controlled function added: (40)[FCA CF] Material risk taker
9 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
9 hours ago
controlled function added: (38)[FCA CF] Significant management
9 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.