Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Marc Vilka
IRN DMV00007
- (1505)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2003)
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David Marshall
IRN DXM00130
- (3011)CF21 Investment Adviser (21 Mar 2007 to 29 Oct 2007)
- (3010)CF22 Investment Adviser (Trainee) (11 Apr 2006 to 21 Mar 2007)
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David Martin Barker
IRN DMB01128
- (1235)CF22 Investment Adviser (Trainee) (1 Feb 2005 to 6 Feb 2005)
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David McGeary
IRN DXM00179
- (482)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Oct 2004)
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David McMillan Murray
IRN DMM00045
- (1845)CF4 Partner (AR) (1 Dec 2001 to 8 Feb 2005)
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David Michael Beddall
IRN DMB00039
- (330)CF21 Investment Adviser (1 Dec 2001 to 1 May 2007)
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David Michael Elliott
IRN DME01034
- (1018)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (1017)CF22 Investment Adviser (Trainee) (29 Mar 2006 to 27 Jul 2007)
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David Michael Horne
IRN DMH01160
- (2764)CF22 Investment Adviser (Trainee) (18 Aug 2006 to 29 Oct 2007)
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David Michael Rhodes Brierley
IRN DMB00020
- (50)CF1 Director (AR) (1 Dec 2001 to 6 Sep 2002)
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David Michael Rich
IRN DMR01086
- (1066)CF21 Investment Adviser (9 Sep 2002 to 31 Jan 2004)
- (1065)CF22 Investment Adviser (Trainee) (3 Jul 2002 to 9 Sep 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Swinford Insurance Consultants (no longer appointed)
FRN 183970 · Appointed 1 May 1997 · Until 7 Apr 2003
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Wisemove Financial Services (no longer appointed)
FRN 184012 · Appointed 1 May 1997 · Until 1 Dec 2001
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Sharman Quinney Real Estate Agents (no longer appointed)
FRN 185907 · Appointed 1 May 1997 · Until 1 Dec 2001
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The Alexander Partnership (no longer appointed)
FRN 184373 · Appointed 22 Apr 1997 · Until 7 Apr 2004
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Edward James Financial Services (no longer appointed)
FRN 184826 · Appointed 15 Apr 1997 · Until 25 Nov 2003
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David Davies Estate Agent (no longer appointed)
FRN 184015 · Appointed 4 Apr 1997 · Until 25 Nov 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee