Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Michael Gordon

    IRN RMG01112

    • (729)CF21 Investment Adviser (9 Oct 2006 to 29 Oct 2007)
    • (728)CF22 Investment Adviser (Trainee) (14 Aug 2006 to 9 Oct 2006)
  • Richard Michael Palmer

    IRN RMP00020

    • (255)CF1 Director (AR) (1 Dec 2001 to 31 Aug 2004)
  • Richard Ottaway

    IRN RXO00011

    • (562)CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2003)
  • Richard Peter Adams

    IRN RPA01025

    • (903)CF1 Director (AR) (23 Sep 2004 to 29 Oct 2007)
    • (902)CF4 Partner (AR) (1 Dec 2001 to 24 Jan 2005)
  • Richard Philip Mowbray

    IRN RPM00016

    • (87)CF4 Partner (AR) (1 Dec 2001 to 26 May 2004)
    • (86)CF21 Investment Adviser (1 Dec 2001 to 26 May 2004)
  • Richard Stanley Ward

    IRN RSW00017

    • (392)CF22 Investment Adviser (Trainee) (31 Jan 2007 to 29 Oct 2007)
    • (393)CF1 Director (AR) (31 Jan 2007 to 29 Oct 2007)
  • Richard Stuart Leach

    IRN RSL00006

    • (2810)CF21 Investment Adviser (22 Dec 2004 to 28 Feb 2006)
  • Richard William Jones

    IRN RWJ00015

    • (1683)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
  • Ricky John Fisher

    IRN RJF01137

    • (735)CF22 Investment Adviser (Trainee) (26 Jun 2007 to 29 Oct 2007)
  • Ricky Peter Knight

    IRN RPK01032

    • (1293)CF22 Investment Adviser (Trainee) (2 Oct 2007 to 29 Oct 2007)
    • (1294)CF1 Director (AR) (21 Feb 2005 to 22 Mar 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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