Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kenneth Michael Joseph Lewis
IRN KML00011
- (1577)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
- (1578)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Feb 2005)
Kenneth Robert Bainbridge
IRN KRB00012
- (240)CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2007)
Kerry-Ann Ladwa
IRN KKL00001
- (2127)CF1 Director (AR) (1 Dec 2001 to 23 Nov 2004)
Kevin Andrew Mathew
IRN KAM00018
- (1083)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2004)
Kevin Anthony Muckle
IRN KAM00032
- (737)CF22 Investment Adviser (Trainee) (8 Jul 2003 to 12 Jan 2004)
Kevin Bramham
IRN KXB00050
- (1267)CF21 Investment Adviser (1 Feb 2006 to 29 Oct 2007)
- (1266)CF22 Investment Adviser (Trainee) (6 Dec 2005 to 1 Feb 2006)
Kevin Brooks
IRN KXB00044
- (1249)CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)
Kevin Butt
IRN KXB00179
- (1358)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Kevin Chapman
IRN KXC00033
- (1670)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
Kevin Charles Oliver
IRN KCO00003
- (2858)CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Homebase Mortgages (no longer appointed)
FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (45)SMF16 Compliance Oversight
12 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
12 hours ago
controlled function added: (40)[FCA CF] Material risk taker
12 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
12 hours ago
controlled function added: (38)[FCA CF] Significant management
12 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.