Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Clare Ann Boorn
IRN CAB00050
- (121)CF4 Partner (AR) (1 Dec 2001 to 3 Mar 2003)
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Clare Louise Davison
IRN CLD00012
- (1363)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
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Clare Louise Hance
IRN CLB01078
- (138)CF21 Investment Adviser (14 May 2004 to 29 Oct 2007)
- (137)CF22 Investment Adviser (Trainee) (26 Jun 2003 to 14 May 2004)
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Clare Marie Philipson
IRN CMP00030
- (1548)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)
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Clement McAree
IRN CAM00033
- (875)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
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Clifford Alexander Regan
IRN CAR00006
- (1119)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
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Clifford John Price
IRN CJP00022
- (631)CF21 Investment Adviser (4 Dec 2006 to 29 Oct 2007)
- (630)CF22 Investment Adviser (Trainee) (11 Aug 2004 to 4 Dec 2006)
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Clifford Neville George Diggins
IRN CND00002
- (1677)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
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Clifford Robert Jenkins
IRN CRJ00007
- (1299)CF21 Investment Adviser (24 Mar 2006 to 4 May 2007)
- (1298)CF22 Investment Adviser (Trainee) (5 May 2005 to 24 Mar 2006)
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Clinton Mark Turner
IRN CMT00008
- (400)CF21 Investment Adviser (22 Sep 2006 to 29 Oct 2007)
- (399)CF22 Investment Adviser (Trainee) (3 Jun 2005 to 22 Sep 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Robert Wilson Estate Agency (Belfast) (no longer appointed)
FRN 187749 · Appointed 22 Jun 1998 · Until 23 Jul 2003
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Mortimers Estate Agents (no longer appointed)
FRN 187838 · Appointed 15 Jun 1998 · Until 15 Aug 2002
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Ross Stewart Estate Agents (no longer appointed)
FRN 186837 · Appointed 10 Jun 1998 · Until 7 Apr 2003
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Nicholas Craddock Estate Agents (Hereford) (no longer appointed)
FRN 187741 · Appointed 1 Jun 1998 · Until 12 Aug 2004
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Sandy Grant Insurance Services (no longer appointed)
FRN 187118 · Appointed 1 Jun 1998 · Until 24 Sep 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee