Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kenneth Campbell
IRN KXC00044
- (375)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2006)
- (376)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
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Kenneth Clark
IRN KXC00004
- (1354)CF30 Customer (1 Nov 2007 to 20 Jun 2008)
- (1356)CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
- (1355)CF22 Investment Adviser (Trainee) (17 Nov 2006 to 27 Feb 2007)
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Kenneth Crawford
IRN KXC00039
- (518)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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Kenneth Douglas Black
IRN KDB01033
- (874)CF21 Investment Adviser (9 Oct 2006 to 4 Oct 2007)
- (873)CF22 Investment Adviser (Trainee) (21 Jul 2006 to 9 Oct 2006)
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Kenneth Frank Charles Panes
IRN KFP00002
- (833)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
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Kenneth Frederick Charles Bruce
IRN KFB01012
- (1002)CF1 Director (AR) (20 Sep 2006 to 29 Oct 2007)
- (1001)CF22 Investment Adviser (Trainee) (20 Sep 2006 to 29 Oct 2007)
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Kenneth Geoffrey Aston
IRN KGA01008
- (1268)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
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Kenneth Gerrard McAllan
IRN KGM00012
- (1673)CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)
- (1674)CF7 Sole Trader (AR) (1 Dec 2001 to 20 Jan 2003)
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Kenneth Gilmore Newton
IRN KGN00004
- (617)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2005)
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Kenneth Gordon
IRN KXG00061
- (64)CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
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Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
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John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee