Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Amanda Jane Barnes
IRN AJB01630
- CF22 Investment Adviser (Trainee) (30 Aug 2007 to 29 Oct 2007)
Amanda Porter
IRN AXW00155
- CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
Amie Stow
IRN AXS00109
- [FCA CF] Material risk taker (since 10 May 2024)
- [FCA CF] Material risk taker (6 Jul 2022 to 8 May 2023)
Amol Waykar
IRN AXW01708
- CF22 Investment Adviser (Trainee) (10 Sep 2007 to 29 Oct 2007)
Amy Ellison
IRN AXE42762
- [FCA CF] Material risk taker (1 Apr 2020 to 12 May 2021)
Andrea Mary Bromley
IRN AMB00042
- CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)
Andreas Josif
IRN AXJ00050
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Apr 2002)
Andrew Alan Bone
IRN AAB00002
- CF21 Investment Adviser (15 Jul 2002 to 8 Nov 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
Andrew Alexander Lees
IRN AXL00063
- CF22 Investment Adviser (Trainee) (19 May 2003 to 4 Jun 2003)
Andrew Alexander Turner
IRN AAT00004
- CF7 Sole Trader (AR) (1 Dec 2001 to 13 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
Barber's (no longer appointed)
FRN 201515 · Appointed 16 Nov 1999 · Until 12 Mar 2003
Effectlease Limited (no longer appointed)
FRN 201538 · Appointed 8 Nov 1999 · Until 1 Jul 2003
Oakapple Consultancy (no longer appointed)
FRN 192473 · Appointed 6 Nov 1999 · Until 1 Dec 2001
North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.