Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Docherty McAulay McVey
IRN JDM00036
- (352)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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John Dominic Gallagher
IRN JDG01063
- (924)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Jun 2002)
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John Douglas Warren
IRN JDW00011
- (669)CF7 Sole Trader (AR) (1 Dec 2001 to 21 Mar 2006)
- (668)CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
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John Doyle
IRN JXD00065
- (1287)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
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John Edward Pokora
IRN JEP00034
- (69)CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
- (70)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
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John Edward Ralph Lees
IRN JEL00021
- (2672)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
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John Eugene Pierre Cooper
IRN JEC01145
- (923)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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John Forsyth Easton
IRN JFE00005
- (1619)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
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John Foxall
IRN JXF00087
- (667)CF1 Director (AR) (7 Jun 2005 to 29 Oct 2007)
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John Frederick Floyd
IRN JFF00007
- (530)CF22 Investment Adviser (Trainee) (25 Jan 2006 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
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Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
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Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
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Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
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North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
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The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
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Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee