Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter James Butler
IRN PJB00107
- (1627)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Peter James Rollins
IRN PJR00044
- (454)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Peter John Ewart
IRN PJE00032
- (2288)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (2287)CF22 Investment Adviser (Trainee) (17 Jun 2005 to 22 Aug 2006)
Peter John Fahey
IRN PJF01123
- (1488)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Peter John Lewis
IRN PJL01141
- (922)CF1 Director (AR) (23 Dec 2002 to 23 Feb 2005)
Peter John Stoker
IRN PJS00108
- (308)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
Peter Joseph Duffy
IRN PJD00036
- (591)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
Peter Kempson Davenport
IRN PKD01007
- (1279)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Peter Knee
IRN PXK00048
- (1553)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
Peter Lunn
IRN PEL00006
- (2379)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Group (NI) Ltd (no longer appointed)
FRN 232427 · Appointed 26 Mar 2004 · Until 28 Oct 2007
Reach 4 Solutions Ltd (no longer appointed)
FRN 232250 · Appointed 17 Mar 2004 · Until 28 Oct 2007
Henry Graham (NI) Ltd (no longer appointed)
FRN 230888 · Appointed 8 Jan 2004 · Until 18 May 2004
Mortimers Estate Agents Ltd (no longer appointed)
FRN 229480 · Appointed 17 Nov 2003 · Until 8 Aug 2005
Barfield Mortgage Services (Northampton) Ltd (no longer appointed)
FRN 228958 · Appointed 15 Oct 2003 · Until 7 Jun 2007
Barfield Mortgage Services (Milton Keynes) Ltd (no longer appointed)
FRN 228636 · Appointed 25 Sep 2003 · Until 9 May 2007
ERL Financial Services Ltd (no longer appointed)
FRN 226503 · Appointed 18 Jul 2003 · Until 18 Oct 2004
Chambers Financial Advisers Ltd (no longer appointed)
FRN 225840 · Appointed 27 Jun 2003 · Until 7 Sep 2004
Ahronson Mortgage Services Ltd (no longer appointed)
FRN 225513 · Appointed 13 Jun 2003 · Until 29 Sep 2004
Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 22 May 2003 · Until 20 Oct 2005

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (45)SMF16 Compliance Oversight
6 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 days ago
controlled function added: (40)[FCA CF] Material risk taker
6 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 days ago
controlled function added: (38)[FCA CF] Significant management
6 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.