Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Anthony Bassett
IRN JAB00080
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
John Anthony Clayton
IRN JAC00032
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
John Anthony Gregory
IRN JAG00034
- CF7 Sole Trader (AR) (2 May 2002 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
John Anthony Wiggs
IRN JAW01195
- CF1 Director (AR) (1 Dec 2001 to 22 Jan 2004)
John Arthur Clayton
IRN JAC00064
- CF4 Partner (AR) (27 Sep 2002 to 21 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 6 May 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Jun 2004)
John Bernard Bridges
IRN JBB01041
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
- CF29 Significant management (9 Sep 2015 to 8 Dec 2019)
John Brackenridge Pollock
IRN JBP01029
- CF8 Apportionment and Oversight (4 Dec 2003 to 2 Aug 2006)
- CF1 Director (4 Dec 2003 to 2 Aug 2006)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 4 Dec 2003)
John Campbell Wilkie
IRN JCW00043
- CF1 Director (AR) (1 Dec 2001 to 1 Dec 2001)
John Cassidy
IRN JXC00147
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2004)
John Clark
IRN JXC00280
- CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Group (NI) Ltd (no longer appointed)
FRN 232427 · Appointed 26 Mar 2004 · Until 28 Oct 2007
Reach 4 Solutions Ltd (no longer appointed)
FRN 232250 · Appointed 17 Mar 2004 · Until 28 Oct 2007
Henry Graham (NI) Ltd (no longer appointed)
FRN 230888 · Appointed 8 Jan 2004 · Until 18 May 2004
Mortimers Estate Agents Ltd (no longer appointed)
FRN 229480 · Appointed 17 Nov 2003 · Until 8 Aug 2005
Barfield Mortgage Services (Northampton) Ltd (no longer appointed)
FRN 228958 · Appointed 15 Oct 2003 · Until 7 Jun 2007
Barfield Mortgage Services (Milton Keynes) Ltd (no longer appointed)
FRN 228636 · Appointed 25 Sep 2003 · Until 9 May 2007
ERL Financial Services Ltd (no longer appointed)
FRN 226503 · Appointed 18 Jul 2003 · Until 18 Oct 2004
Chambers Financial Advisers Ltd (no longer appointed)
FRN 225840 · Appointed 27 Jun 2003 · Until 7 Sep 2004
Ahronson Mortgage Services Ltd (no longer appointed)
FRN 225513 · Appointed 13 Jun 2003 · Until 29 Sep 2004
Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 22 May 2003 · Until 20 Oct 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.