Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Carlo Stocchetti
IRN CTS00011
- CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Carmen Coward
IRN CXC00088
- CF4 Partner (AR) (1 Dec 2001 to 23 Nov 2005)
Carol Ann Hobby
IRN CAH00015
- CF21 Investment Adviser (4 Apr 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Apr 2006)
Carol Bolton
IRN CXB00193
- CF4 Partner (AR) (1 Dec 2001 to 21 May 2003)
Caroline Oubridge
IRN CXO00048
- [FCA CF] Functions requiring qualifications (6 Feb 2023 to 12 Sep 2023)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
Caroline Tracey Baker
IRN CTC00005
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Carolyn Elizabeth Stiles
IRN CER01038
- CF29 Significant management (1 Nov 2007 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 1 Nov 2007)
- CF20 Significant Mgt (Settlements) (22 Dec 2004 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2004 to 4 Feb 2005)
Carolyn Jones
IRN CXJ00025
- CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2004)
Carwyn Alan Jones
IRN CAJ01096
- CF11 Money Laundering Reporting (4 Nov 2010 to 20 Feb 2015)
Caterina Maria O'Dell
IRN CMO00006
- CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.