Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Butler
IRN MXB00335
- (2073)CF21 Investment Adviser (30 Nov 2004 to 29 Oct 2007)
- (2072)CF22 Investment Adviser (Trainee) (21 Oct 2003 to 30 Nov 2004)
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Matthew Charles Cronin
IRN MCC00006
- (1148)CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)
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Matthew Coulson
IRN MXC00045
- (1989)CF21 Investment Adviser (30 Dec 2004 to 11 Mar 2005)
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Matthew Edward Barnes
IRN MEB00044
- (1867)CF4 Partner (AR) (1 Dec 2001 to 9 Nov 2004)
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Matthew Guy Webster
IRN MGW00031
- (1425)CF22 Investment Adviser (Trainee) (2 Nov 2006 to 29 Oct 2007)
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Matthew James Dixon
IRN MJD00042
- (24)CF4 Partner (AR) (1 Dec 2001 to 12 Jul 2004)
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Matthew John Oakley
IRN MJO00025
- (749)CF1 Director (AR) (1 Dec 2001 to 8 Aug 2002)
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Matthew John Phillips
IRN MJP01229
- (3127)CF1 Director (AR) (1 Dec 2001 to 7 Nov 2005)
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Matthew Johnson
IRN MSJ00019
- (2266)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Sep 2002)
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Matthew Leo Higney
IRN MLH00018
- (2125)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
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Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
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Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
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Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
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TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
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BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
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The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee