Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lesley Anita Foster
IRN LXF00002
- (462)CF4 Partner (AR) (1 Dec 2001 to 4 Mar 2003)
Lesley Beech
IRN LXB01267
- (943)CF1 Director (AR) (1 Dec 2001 to 3 Sep 2003)
Lesley Carol Hickling
IRN LCH00006
- (2334)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Dec 2003)
Lesley Evans
IRN LGE00002
- (154)CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
Lesley Jane Harvey
IRN LJH00019
- (408)CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2003)
Lesley Joy Perham Soulsby
IRN LJS01091
- (1538)CF4 Partner (AR) (5 Mar 2007 to 29 Oct 2007)
Lesley Mary Samuel Knox
IRN LMK01024
- (3123)SMF7 Group Entity Senior Manager (22 Aug 2020 to 7 Nov 2024)
Leslie Alan Beech
IRN LAB00022
- (803)CF4 Partner (AR) (1 Dec 2001 to 12 Apr 2005)
Leslie Caffrey
IRN LMC00012
- (2305)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Leslie Edward Salter
IRN LES00008
- (7)CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)
- (8)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

16 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
16 hours ago
controlled function added: (45)SMF16 Compliance Oversight
16 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
16 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
16 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
16 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
16 hours ago
controlled function added: (40)[FCA CF] Material risk taker
16 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
16 hours ago
controlled function added: (38)[FCA CF] Significant management
16 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.