Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Anthony Bassett
IRN JAB00080
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
John Anthony Clayton
IRN JAC00032
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
John Anthony Gregory
IRN JAG00034
- CF7 Sole Trader (AR) (2 May 2002 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
John Anthony Wiggs
IRN JAW01195
- CF1 Director (AR) (1 Dec 2001 to 22 Jan 2004)
John Arthur Clayton
IRN JAC00064
- CF4 Partner (AR) (27 Sep 2002 to 21 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 6 May 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Jun 2004)
John Bernard Bridges
IRN JBB01041
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
- CF29 Significant management (9 Sep 2015 to 8 Dec 2019)
John Brackenridge Pollock
IRN JBP01029
- CF8 Apportionment and Oversight (4 Dec 2003 to 2 Aug 2006)
- CF1 Director (4 Dec 2003 to 2 Aug 2006)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 4 Dec 2003)
John Campbell Wilkie
IRN JCW00043
- CF1 Director (AR) (1 Dec 2001 to 1 Dec 2001)
John Cassidy
IRN JXC00147
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2004)
John Clark
IRN JXC00280
- CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.