Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dorian Alan Sanchez
IRN DAS00071
- (1693)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
Douglas Andrew Kirby
IRN DAK00018
- (1709)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Douglas James Scott
IRN DJS00100
- (1031)CF1 Director (AR) (16 Jul 2002 to 8 Aug 2002)
Douglas William Paterson
IRN DWP00020
- (1592)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Duncan Charles Brooks
IRN DCB00015
- (253)CF22 Investment Adviser (Trainee) (12 Jun 2006 to 29 Oct 2007)
Duncan Francis Grant
IRN DXG00083
- (1531)CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2002)
Duncan Jamie Tucker
IRN DJT00054
- (236)CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2004)
Duncan Owen Fordyce
IRN DOF00001
- (337)CF22 Investment Adviser (Trainee) (11 Apr 2005 to 2 Sep 2005)
Durlabh Morarji Patel
IRN DMP00022
- (490)CF4 Partner (AR) (1 Dec 2001 to 20 Jan 2003)
Eamon Joseph McGranaghan
IRN EJM00036
- (1400)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

High Wycombe Mortgage Advice Centre (no longer appointed)
FRN 194799 · Appointed 9 Jan 2001 · Until 11 Apr 2003
Richard Watkinson & Partners (no longer appointed)
FRN 194698 · Appointed 1 Jan 2001 · Until 1 May 2003
Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 1 Jan 2001 · Until 3 Feb 2003
Platinum Financial Services Consultancy (no longer appointed)
FRN 195478 · Appointed 1 Jan 2001 · Until 20 Mar 2003
Danetre Estate Agents (no longer appointed)
FRN 194699 · Appointed 22 Dec 2000 · Until 7 Aug 2002
Global Finance (2000) Ltd (no longer appointed)
FRN 194697 · Appointed 22 Dec 2000 · Until 22 Mar 2002
Craygrange Ltd (no longer appointed)
FRN 194695 · Appointed 20 Dec 2000 · Until 4 Oct 2002
Financial Solutions - North West (no longer appointed)
FRN 194843 · Appointed 18 Dec 2000 · Until 16 Jan 2003
The Mortgage Shop (no longer appointed)
FRN 194844 · Appointed 14 Dec 2000 · Until 4 Mar 2003
Forte Homes Ltd (no longer appointed)
FRN 194274 · Appointed 11 Dec 2000 · Until 24 May 2002

Updates to this firm's record on the FCA register.

1 hour ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (45)SMF16 Compliance Oversight
1 hour ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 hour ago
controlled function added: (40)[FCA CF] Material risk taker
1 hour ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 hour ago
controlled function added: (38)[FCA CF] Significant management
1 hour ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.