Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gianna Bowen
IRN GXB00078
- (455)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
Gianni Paulon
IRN GXP00005
- (2014)CF22 Investment Adviser (Trainee) (5 Jan 2005 to 2 Dec 2005)
Gilbert Pual Brooman
IRN GPB00008
- (2510)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Gillian Mary Kersse
IRN GMK00010
- (799)CF21 Investment Adviser (4 May 2007 to 29 Oct 2007)
- (798)CF22 Investment Adviser (Trainee) (12 Apr 2007 to 4 May 2007)
Gillian Quinn
IRN GXQ00002
- (2549)CF21 Investment Adviser (17 Jan 2005 to 29 Oct 2007)
Gillian Spellar
IRN GXS00096
- (162)CF4 Partner (AR) (1 Dec 2001 to 15 Jun 2004)
Gillian Whitehouse
IRN GXW00089
- (2378)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Giovanni Di-Gregorio
IRN GXD00045
- (2471)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Girish Kumar Lad
IRN GKL00001
- (2567)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Glen Alan Parsons
IRN GAP00019
- (2291)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Fahey Phillips Monaghan & Associates (no longer appointed)
FRN 194990 · Appointed 27 Jan 2001 · Until 12 Jan 2007
Michael Rhodes (no longer appointed)
FRN 175105 · Appointed 26 Jan 2001 · Until 21 Feb 2002
Olympia Financial Services (no longer appointed)
FRN 194863 · Appointed 25 Jan 2001 · Until 27 Sep 2002
Key Negotiators Ltd (no longer appointed)
FRN 194866 · Appointed 24 Jan 2001 · Until 1 Dec 2001
The Timberland Partnership (no longer appointed)
FRN 194805 · Appointed 22 Jan 2001 · Until 23 Feb 2004
Robonson Hornsby Ltd (no longer appointed)
FRN 194764 · Appointed 19 Jan 2001 · Until 29 Apr 2003
Goldsmith Howard (no longer appointed)
FRN 194859 · Appointed 19 Jan 2001 · Until 4 Oct 2002
Gilbert Grice Partnership (no longer appointed)
FRN 201988 · Appointed 17 Jan 2001 · Until 1 Dec 2001
Charles Walker (Residential) Ltd (no longer appointed)
FRN 194704 · Appointed 16 Jan 2001 · Until 18 Sep 2002
Robert Watts Estate Agents (no longer appointed)
FRN 194856 · Appointed 15 Jan 2001 · Until 21 Jul 2003

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (45)SMF16 Compliance Oversight
12 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
12 hours ago
controlled function added: (40)[FCA CF] Material risk taker
12 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
12 hours ago
controlled function added: (38)[FCA CF] Significant management
12 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.