Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gianna Bowen
IRN GXB00078
- (455)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
Gianni Paulon
IRN GXP00005
- (2014)CF22 Investment Adviser (Trainee) (5 Jan 2005 to 2 Dec 2005)
Gilbert Pual Brooman
IRN GPB00008
- (2510)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Gillian Mary Kersse
IRN GMK00010
- (799)CF21 Investment Adviser (4 May 2007 to 29 Oct 2007)
- (798)CF22 Investment Adviser (Trainee) (12 Apr 2007 to 4 May 2007)
Gillian Quinn
IRN GXQ00002
- (2549)CF21 Investment Adviser (17 Jan 2005 to 29 Oct 2007)
Gillian Spellar
IRN GXS00096
- (162)CF4 Partner (AR) (1 Dec 2001 to 15 Jun 2004)
Gillian Whitehouse
IRN GXW00089
- (2378)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Giovanni Di-Gregorio
IRN GXD00045
- (2471)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Girish Kumar Lad
IRN GKL00001
- (2567)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Glen Alan Parsons
IRN GAP00019
- (2291)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Grisdales (no longer appointed)
FRN 195037 · Appointed 16 Feb 2001 · Until 19 Jul 2004
M & S Independent Mortgage Services (no longer appointed)
FRN 201891 · Appointed 14 Feb 2001 · Until 14 Feb 2002
Robinson Perkins & Jackson (no longer appointed)
FRN 201872 · Appointed 13 Feb 2001 · Until 29 Sep 2003
Jacksons Independent Estate Agents Ltd (no longer appointed)
FRN 201882 · Appointed 12 Feb 2001 · Until 10 Jul 2003
Green & Co Ltd (no longer appointed)
FRN 201857 · Appointed 9 Feb 2001 · Until 14 Mar 2005
Madisons Estate Agents Franchise Ltd (no longer appointed)
FRN 201904 · Appointed 8 Feb 2001 · Until 24 Apr 2003
Greyfox Estates Agents (no longer appointed)
FRN 194991 · Appointed 6 Feb 2001 · Until 31 Dec 2001
Yorkshire Financial Consultancy Limited (no longer appointed)
FRN 201855 · Appointed 1 Feb 2001 · Until 1 Dec 2001
Vogue Associates (no longer appointed)
FRN 201858 · Appointed 1 Feb 2001 · Until 3 Sep 2004
Pennine Financial Consultancy (no longer appointed)
FRN 201892 · Appointed 1 Feb 2001 · Until 15 Mar 2005

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (45)SMF16 Compliance Oversight
11 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (40)[FCA CF] Material risk taker
11 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (38)[FCA CF] Significant management
11 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.