Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Charles John Douglas-Braid
IRN CJD00022
- CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
Charles Peter Ullman
IRN CPU00002
- SMF4 Chief Risk (since 6 Nov 2023)
- [FCA CF] Material risk taker (5 May 2021 to 6 Nov 2023)
Charles Stuart Hague
IRN CSH01052
- CF7 Sole Trader (AR) (1 Dec 2001 to 19 Jul 2002)
Charles Thomas Callaghan
IRN CTC00006
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Charles White
IRN CXW00073
- CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2004)
Charlotte Emily Blake
IRN CEB00014
- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)
Chris James Neville
IRN CXN67408
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 13 May 2024)
Chris Tydeman
IRN CRT01076
- [FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Christian-Lee John Stapleton
IRN CJS00118
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Christina Johnson
IRN CXJ01164
- CF21 Investment Adviser (5 Oct 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Apr 2006 to 5 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.