Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Michael Wright
IRN DMW00035
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jan 2002)
David Millar
IRN DXM00193
- CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
David Nicholas Eccles
IRN DNE00004
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2004)
David Nicholas Rafferty
IRN DNR00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
David Noel Brown
IRN DNB00013
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
David Norwood Robins
IRN DNR01019
- CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
David O'Donoghue
IRN DXO01163
- CF21 Investment Adviser (22 Aug 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Feb 2006 to 22 Aug 2007)
David O'Flaherty
IRN DXO00025
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Owen Charles
IRN DOC00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Owen Thomas
IRN DOT00001
- CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Nigel Green Estate Agents (no longer appointed)
FRN 201916 · Appointed 8 Mar 2001 · Until 15 Feb 2002
Keith Cardale Groves (Residential) Ltd (no longer appointed)
FRN 201921 · Appointed 6 Mar 2001 · Until 26 Mar 2003
Mortgage Q Ltd (no longer appointed)
FRN 195436 · Appointed 1 Mar 2001 · Until 9 Mar 2005
Astwood Financial Services (no longer appointed)
FRN 201903 · Appointed 22 Feb 2001 · Until 29 Oct 2004
Taylor Estate Agents (Sedgley) (no longer appointed)
FRN 195590 · Appointed 21 Feb 2001 · Until 25 Nov 2004
Michael Anthony Holdings Ltd (no longer appointed)
FRN 201899 · Appointed 21 Feb 2001 · Until 1 Dec 2001
Michael Anthony Hemel Hempstead Ltd (no longer appointed)
FRN 201898 · Appointed 21 Feb 2001 · Until 2 Dec 2003
Michael Anthony (no longer appointed)
FRN 201897 · Appointed 21 Feb 2001 · Until 2 Dec 2003
Nicholas Rowlands-Fry (no longer appointed)
FRN 201987 · Appointed 21 Feb 2001 · Until 1 May 2002
John E Walker (Yorkshire) Ltd (no longer appointed)
FRN 195215 · Appointed 21 Feb 2001 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.