Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Anthony Bassett
IRN JAB00080
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
John Anthony Clayton
IRN JAC00032
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
John Anthony Gregory
IRN JAG00034
- CF7 Sole Trader (AR) (2 May 2002 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
John Anthony Wiggs
IRN JAW01195
- CF1 Director (AR) (1 Dec 2001 to 22 Jan 2004)
John Arthur Clayton
IRN JAC00064
- CF4 Partner (AR) (27 Sep 2002 to 21 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 6 May 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 3 Jun 2004)
John Bernard Bridges
IRN JBB01041
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
- CF29 Significant management (9 Sep 2015 to 8 Dec 2019)
John Brackenridge Pollock
IRN JBP01029
- CF8 Apportionment and Oversight (4 Dec 2003 to 2 Aug 2006)
- CF1 Director (4 Dec 2003 to 2 Aug 2006)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 4 Dec 2003)
John Campbell Wilkie
IRN JCW00043
- CF1 Director (AR) (1 Dec 2001 to 1 Dec 2001)
John Cassidy
IRN JXC00147
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2004)
John Clark
IRN JXC00280
- CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.