Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Wright
IRN PXW00129
- (2879)CF7 Sole Trader (AR) (1 Dec 2001 to 10 Sep 2002)
Penelope Ann Langley
IRN PAL00054
- (1451)CF4 Partner (AR) (1 Dec 2001 to 24 Sep 2002)
Penny Catherine Smith
IRN PCS00012
- (2126)CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
Peter Alexander Ball
IRN PAB00105
- (1361)CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
Peter Allen
IRN PXA01230
- (2936)CF22 Investment Adviser (Trainee) (22 Jan 2004 to 19 May 2004)
Peter Anthony Clapton
IRN PAC00053
- (204)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Peter Anthony Conetta
IRN PAC00051
- (1560)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2006)
Peter Anthony Mitchell
IRN PAM00025
- (1340)CF21 Investment Adviser (8 Jul 2002 to 29 Oct 2007)
- (1339)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jul 2002)
Peter Charles Boorn
IRN PCB01079
- (967)CF4 Partner (AR) (1 Dec 2001 to 3 Mar 2003)
Peter Charles Burgess
IRN PCB00027
- (2727)CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2007)

Smaller firms operating under this firm's FCA authorisation.

BKD Financial Planning (no longer appointed)
FRN 214147 · Appointed 1 Dec 2001 · Until 19 Dec 2005
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
Bank of Cyprus (London) Ltd (no longer appointed)
FRN 137270 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Mortgage Advice Service (Nottingham) (no longer appointed)
FRN 214180 · Appointed 1 Dec 2001 · Until 2 Jun 2004
Anglebury Financial Services Limited (no longer appointed)
FRN 201675 · Appointed 1 Dec 2001 · Until 11 Jan 2007
George Taylor & Associates (no longer appointed)
FRN 211404 · Appointed 1 Dec 2001 · Until 28 Oct 2007
Blackfriars Mortgage and Financial Services Limited (no longer appointed)
FRN 187631 · Appointed 1 Dec 2001 · Until 9 Mar 2004
Complete Move Mortgages Ltd (no longer appointed)
FRN 185115 · Appointed 1 Dec 2001 · Until 2 Feb 2005
Fosseway Finance Ltd (no longer appointed)
FRN 194317 · Appointed 1 Dec 2001 · Until 21 Mar 2005
Mortgage Link Direct Ltd (no longer appointed)
FRN 181207 · Appointed 1 Dec 2001 · Until 17 Jan 2003

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (45)SMF16 Compliance Oversight
1 week ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 week ago
controlled function added: (40)[FCA CF] Material risk taker
1 week ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 week ago
controlled function added: (38)[FCA CF] Significant management
1 week ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.