Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Stuart Fothergill
IRN JSF00012
- (47)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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James Watt Loudon
IRN JWL00004
- (152)CF21 Investment Adviser (22 Dec 2004 to 8 Dec 2006)
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James Wayne Cox
IRN JWC00019
- (2506)CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)
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James Xavier Jasper Clapham
IRN JXC00045
- (2575)CF21 Investment Adviser (22 Dec 2004 to 17 Feb 2005)
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Jamey Hudson Hollingshead
IRN JHH01062
- (742)CF22 Investment Adviser (Trainee) (4 Aug 2006 to 29 Oct 2007)
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Jamie Glen Law
IRN JGL00020
- (2776)CF21 Investment Adviser (24 Dec 2004 to 29 Aug 2007)
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Jamie Stewart Raymond Tambling
IRN JST01045
- (888)CF22 Investment Adviser (Trainee) (21 Jul 2006 to 29 Oct 2007)
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Jamshaid Islam
IRN JXI01116
- (3135)CF1 Director (26 Jun 2015 to 15 Jan 2016)
- (3134)CF3 Chief Executive (26 Jun 2015 to 15 Jan 2016)
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Jane Caroline Bartram
IRN JCB00011
- (689)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
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Jane Celia Horne
IRN JCH00008
- (1661)CF22 Investment Adviser (Trainee) (1 Feb 2005 to 1 Feb 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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G&G Financial Services Ltd (no longer appointed)
FRN 163019 · Appointed 1 Dec 2001 · Until 26 Feb 2002
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Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
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Screetons Financial Services (no longer appointed)
FRN 161280 · Appointed 1 Dec 2001 · Until 22 May 2003
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Complete Move Mortgages Ltd (no longer appointed)
FRN 185115 · Appointed 1 Dec 2001 · Until 2 Feb 2005
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Churchill Estates Independent Mortgage Services (no longer appointed)
FRN 214138 · Appointed 1 Dec 2001 · Until 4 Nov 2004
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Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
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Beresfords Residential Limited (no longer appointed)
FRN 200866 · Appointed 1 Dec 2001 · Until 4 May 2005
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D and D Consultants Limited (no longer appointed)
FRN 157458 · Appointed 1 Dec 2001 · Until 7 Nov 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee