Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jane Greenwood
IRN JXG00084
- (618)CF4 Partner (AR) (1 Dec 2001 to 26 May 2004)
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Jane Lesley Allen
IRN JLA00014
- (1479)CF1 Director (AR) (1 Dec 2001 to 11 Mar 2003)
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Jane Louise Topping
IRN JLT00017
- (73)CF21 Investment Adviser (1 Dec 2001 to 13 May 2002)
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Jane Patricia Roberts
IRN JPR00021
- (915)CF4 Partner (AR) (27 Sep 2002 to 21 Mar 2006)
- (913)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
- (914)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Jun 2004)
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Jane Tracey Warner
IRN JTW00002
- (554)CF21 Investment Adviser (20 Jan 2003 to 23 Mar 2005)
- (553)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
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Janet Henderson Millar Robertson
IRN JHR00019
- (1583)CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
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Janet Reina Charles
IRN JRC00038
- (402)CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2002)
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Janet Yvonne Britton
IRN JYB00001
- (315)CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2002)
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Janice Ann Adams
IRN JAA01111
- (1621)CF1 Director (AR) (27 Sep 2004 to 27 Oct 2004)
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Janine Alyson Bennett
IRN JAB00165
- (1506)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
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Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
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Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
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Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
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Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
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Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
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Mortgage Advice Service (Cardiff) (no longer appointed)
FRN 214178 · Appointed 1 Dec 2001 · Until 10 Dec 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee