Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lester Harvey Schiffman
IRN LHS00002
- (983)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2002)
Liam James McIvor
IRN LJM00018
- (4)CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2002)
- (5)CF7 Sole Trader (AR) (1 Dec 2001 to 23 Jun 2004)
Linda Ann Fuller
IRN LAF01026
- (1204)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Linda Ann Patrone
IRN LAF00003
- (2798)CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
Linda Anne Ball
IRN LAB00028
- (1360)CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
Linda Powell
IRN LXP01146
- (917)CF22 Investment Adviser (Trainee) (1 Mar 2006 to 29 Oct 2007)
Linda Smith
IRN LXS01186
- (940)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Lindsay Ann Newark
IRN LAN01022
- (832)CF22 Investment Adviser (Trainee) (7 Jan 2003 to 29 Oct 2007)
Lindsey Bass
IRN LXH01371
- (1818)[FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
Lionel Ernest Powell
IRN LEP00004
- (10)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Colin James Dunwoody (no longer appointed)
FRN 408425 · Appointed 15 May 2006 · Until 28 Oct 2007
The Mortgage Shop (NI) Ltd (no longer appointed)
FRN 201108 · Appointed 15 May 2006 · Until 28 Oct 2007
K.G.Byrne And Associates Ltd (no longer appointed)
FRN 412793 · Appointed 15 May 2006 · Until 28 Oct 2007
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 15 May 2006 · Until 5 Oct 2007
Simon Kerr & Associates (no longer appointed)
FRN 408369 · Appointed 15 May 2006 · Until 28 Oct 2007
Bridin Frances McKenna (no longer appointed)
FRN 408958 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 15 May 2006 · Until 14 Nov 2006
TMS Mortgages Ltd (no longer appointed)
FRN 407642 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 22 Feb 2006 · Until 8 Mar 2006
Next Home (Scotland) Limited (no longer appointed)
FRN 415023 · Appointed 15 Nov 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (45)SMF16 Compliance Oversight
14 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
14 hours ago
controlled function added: (40)[FCA CF] Material risk taker
14 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
14 hours ago
controlled function added: (38)[FCA CF] Significant management
14 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.