Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Elizabeth Christopher

    IRN CEC01054

    • (2162)CF22 Investment Adviser (Trainee) (22 Oct 2002 to 10 Jan 2003)
  • Catherine Elizabeth Fitt

    IRN CEF00013

    • (1512)CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)
  • Catherine Emily Darlington

    IRN CED01053

    • (6)[FCA CF] Manager of certification employee (since 23 Apr 2026)
  • Catherine Jean Stafford

    IRN CJS00135

    • (1493)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Mar 2003)
    • (1492)CF24 Pension Transfer Specialist (1 Dec 2001 to 11 Mar 2003)
  • Catherine Lucy Griffiths

    IRN CLG01072

    • (2659)[FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2023)
    • (2658)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • (2657)CF10a CASS Oversight function (12 Feb 2018 to 8 Dec 2019)
  • Catherine MacIver

    IRN CXM00101

    • (127)CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
  • Catherine Rosemary Reid Vine-Lott

    IRN CRA01019

    • (929)CF1 Director (1 Aug 2006 to 28 Jan 2009)
    • (928)CF8 Apportionment and Oversight (1 Aug 2006 to 28 Jan 2009)
  • Catherine Teresa Garbutt

    IRN CTG00008

    • (2761)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
  • Cecil William Beattie Johnston

    IRN CXJ00029

    • (1617)CF1 Director (AR) (24 Sep 2004 to 31 Mar 2006)
    • (1616)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Dec 2001)
    • (1615)CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
  • Chad Rakvin

    IRN CXR01728

    • (1874)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Catford Insurance Bureau Limited (no longer appointed)

    FRN 162345 · Appointed 1 Jan 1962 · Until 1 Dec 2001

  • MacDonald & Son (no longer appointed)

    FRN 156251 · Appointed 1 Apr 1961 · Until 9 Aug 2004

  • Eric Clarke (no longer appointed)

    FRN 175010 · Appointed 1 Jan 1961 · Until 10 Dec 2003

  • Black Horse Limited (no longer appointed)

    FRN 157429 · Appointed 1 Jun 1960 · Until 1 Dec 2001

  • RJ Burton & Co (no longer appointed)

    FRN 156743 · Appointed 1 Apr 1960 · Until 30 Oct 2002

  • TS Reed & Sons (no longer appointed)

    FRN 200889 · Appointed 1 Jan 1960 · Until 14 Nov 2004

  • Bramleys (no longer appointed)

    FRN 200789 · Appointed 1 Oct 1959 · Until 25 Sep 2002

  • Merryweathers (no longer appointed)

    FRN 200802 · Appointed 1 Jan 1959 · Until 1 May 2003

  • Leslie H Lesser (no longer appointed)

    FRN 188100 · Appointed 1 Jan 1956 · Until 25 Nov 2004

  • Hurdley & Co (no longer appointed)

    FRN 178277 · Appointed 1 Jan 1954 · Until 7 Mar 2002

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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