Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Docherty McAulay McVey
IRN JDM00036
- (352)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
John Dominic Gallagher
IRN JDG01063
- (924)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Jun 2002)
John Douglas Warren
IRN JDW00011
- (668)CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
- (669)CF7 Sole Trader (AR) (1 Dec 2001 to 21 Mar 2006)
John Doyle
IRN JXD00065
- (1287)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
John Edward Pokora
IRN JEP00034
- (70)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
- (69)CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
John Edward Ralph Lees
IRN JEL00021
- (2672)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
John Eugene Pierre Cooper
IRN JEC01145
- (923)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
John Forsyth Easton
IRN JFE00005
- (1619)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
John Foxall
IRN JXF00087
- (667)CF1 Director (AR) (7 Jun 2005 to 29 Oct 2007)
John Frederick Floyd
IRN JFF00007
- (530)CF22 Investment Adviser (Trainee) (25 Jan 2006 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agents. (no longer appointed)
FRN 223465 · Appointed 7 Mar 2003 · Until 29 Apr 2003
E Mehmet (no longer appointed)
FRN 214153 · Appointed 5 Mar 2003 · Until 6 Aug 2004
Annette Jones (no longer appointed)
FRN 214157 · Appointed 5 Mar 2003 · Until 14 Mar 2003
First Call Finance (no longer appointed)
FRN 214386 · Appointed 5 Mar 2003 · Until 30 Sep 2003
Newton & Derry (Newark) Ltd (no longer appointed)
FRN 222734 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Key Estate Agents (Attleborough) Ltd (no longer appointed)
FRN 222733 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Mortgage Advice Bureau (no longer appointed)
FRN 222624 · Appointed 6 Feb 2003 · Until 11 Mar 2005
Friday Feeling Ltd (no longer appointed)
FRN 222589 · Appointed 5 Feb 2003 · Until 16 Feb 2005
Molyneux Estates (no longer appointed)
FRN 222580 · Appointed 5 Feb 2003 · Until 16 Apr 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 221621 · Appointed 2 Jan 2003 · Until 9 Jun 2003

Updates to this firm's record on the FCA register.

1 hour ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (45)SMF16 Compliance Oversight
1 hour ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 hour ago
controlled function added: (40)[FCA CF] Material risk taker
1 hour ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 hour ago
controlled function added: (38)[FCA CF] Significant management
1 hour ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.