Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter James Butler
IRN PJB00107
- (1627)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Peter James Rollins
IRN PJR00044
- (454)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Peter John Ewart
IRN PJE00032
- (2288)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (2287)CF22 Investment Adviser (Trainee) (17 Jun 2005 to 22 Aug 2006)
Peter John Fahey
IRN PJF01123
- (1488)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Peter John Lewis
IRN PJL01141
- (922)CF1 Director (AR) (23 Dec 2002 to 23 Feb 2005)
Peter John Stoker
IRN PJS00108
- (308)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
Peter Joseph Duffy
IRN PJD00036
- (591)CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
Peter Kempson Davenport
IRN PKD01007
- (1279)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Peter Knee
IRN PXK00048
- (1553)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
Peter Lunn
IRN PEL00006
- (2379)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)

Smaller firms operating under this firm's FCA authorisation.

Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Ace Mortgage Services (no longer appointed)
FRN 223484 · Appointed 10 Mar 2003 · Until 30 Dec 2003
Executive Estates Ltd (no longer appointed)
FRN 223483 · Appointed 10 Mar 2003 · Until 10 Apr 2003
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
Whitman & Co Limited (no longer appointed)
FRN 223487 · Appointed 10 Mar 2003 · Until 15 Sep 2003
Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
G & T Marshall Ltd (no longer appointed)
FRN 223464 · Appointed 7 Mar 2003 · Until 13 Dec 2006
C Johnston & Co (no longer appointed)
FRN 223467 · Appointed 7 Mar 2003 · Until 25 Feb 2004
AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (45)SMF16 Compliance Oversight
1 week ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 week ago
controlled function added: (40)[FCA CF] Material risk taker
1 week ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 week ago
controlled function added: (38)[FCA CF] Significant management
1 week ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.