Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Aaron Henry Meder
IRN AHM01138
- (1892)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2023)
Abdul Ibrahem
IRN AXI00011
- (227)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
- (228)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Achilleas Leo Spyrou
IRN AXS00153
- (2129)CF7 Sole Trader (AR) (7 Nov 2002 to 12 May 2004)
Adam Daniel Fenton
IRN ADF01068
- (775)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (774)CF22 Investment Adviser (Trainee) (2 Aug 2006 to 27 Jul 2007)
Adam Grant Stockton
IRN AGS00030
- (1650)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Adam Hayward
IRN AXH01487
- (2130)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (2131)CF7 Sole Trader (AR) (1 Dec 2001 to 22 Jan 2003)
Adam James Roberts
IRN AJR00079
- (224)CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
Adam James Wellesley
IRN AJW00145
- (1692)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
Adam John Seymour
IRN AJS01533
- (810)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (809)CF22 Investment Adviser (Trainee) (30 May 2006 to 27 Jul 2007)
Adam Richard Derek Wiggall
IRN ARW00056
- (699)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Belton and Duffy (no longer appointed)
FRN 160585 · Appointed 1 Nov 1992 · Until 1 Mar 2002
Four Yards Financial (no longer appointed)
FRN 175055 · Appointed 1 Nov 1992 · Until 15 May 2003
Traynor & Associates (no longer appointed)
FRN 164541 · Appointed 1 Nov 1992 · Until 1 Aug 2006
Cotswold County Financial Services (no longer appointed)
FRN 158125 · Appointed 30 Oct 1992 · Until 29 Aug 2002
Compleat Mortgages (no longer appointed)
FRN 184367 · Appointed 30 Oct 1992 · Until 1 Dec 2001
Mortgage Store (Ampthill) Ltd (no longer appointed)
FRN 200811 · Appointed 26 Oct 1992 · Until 19 Dec 2005
Douglas Estates (no longer appointed)
FRN 187662 · Appointed 1 Oct 1992 · Until 18 Apr 2006
Prime Locations (no longer appointed)
FRN 175141 · Appointed 1 Oct 1992 · Until 1 Dec 2001
MCM Financial Insurance and Property Services (no longer appointed)
FRN 160063 · Appointed 29 Sep 1992 · Until 28 May 2004
Whitegates Franchisee Jumba Limited (no longer appointed)
FRN 169564 · Appointed 28 Sep 1992 · Until 27 Sep 2002

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (45)SMF16 Compliance Oversight
6 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 hours ago
controlled function added: (40)[FCA CF] Material risk taker
6 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 hours ago
controlled function added: (38)[FCA CF] Significant management
6 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.